FY 2007 Solicitation Homepage

Project Proposal Request for FY 2007 - FY 2009 Funding

Proposal 200703000: Determination of steelhead smolt production and smoltification genes in the Yakima River

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Table of Contents
Part 1. Administration and Budgeting
Section 1: General Administrative
Section 2: Project Location
Section 3: Project Species
Section 4: Past Accomplishments
Section 5: Relationship to Other Projects
Section 6: Biological Objectives
Section 7: Work Elements
Section 8: Budget
Section 9: Project Future
Section 10: Documents
Part 2. Reviews
Part 1 of 2. Administration and Budgeting
Section 1: General Administrative Information
Process Information:
Date Proposal Submitted & Finalized Status Form Generator
January 10, 2006 Finalized Shawn Narum

Proposal Type: New
Proposal Number: 200703000
Proposal Name: Determination of steelhead smolt production and smoltification genes in the Yakima River
Agency, Institution or Organization: Columbia River Inter-Tribal Fish Commission (CRITFC)
Short Description: This study focuses on the use of neutral and quantitative genetic markers to evaluate population specific smolt production in the Yakima River and smoltification potential of resident rainbow trout to contribute to recovery of steelhead populations.
Information Transfer: Annual reports will be submitted to BPA and posted online at http://www.critfc.org/tech/tech_rep.html. This research will also be submitted to a peer-reviewed journal for publication.
 
Project Proposal Contacts
Contact Organization Address Phone/Email Roles Notes
Form Submitter
Shawn Narum CRITFC 3096-F National Fish Hatchery Rd
Hagerman, ID, 83332
Ph: 208-837-4072
Fax: 208-837-6047
Email: nars@critfc.org
Form Submitter
All Assigned Contacts
Shawn Narum CRITFC 3096-F National Fish Hatchery Rd
Hagerman, ID, 83332
Ph: 208-837-4072
Fax: 208-837-6047
Email: nars@critfc.org
Project Lead

Section 2: Project Location
Sponsor Province: Columbia Plateau ARG Province: No Change
Sponsor Subbasin: Yakima ARG Subbasin: No Change
Location(s) at which the action will be implemented
Latitude Longitude Waterbody Location Description County/State Subbasin Primary?
47.18 -120.98 Yakima River subbasin Upper portion of the mainstem Yakima River (above Roza Dam). Also Satus, Toppenish, Naches, and Ahtanum creeks. Kittitas, Washington Yakima Yes

Section 3: Focal Species
Focal Species:
Primary Secondary Additional Species
Steelhead Middle Columbia River ESU
Rainbow Trout

Section 4: Past Accomplishments
Past Accomplishments for Each Fiscal Year of This Project This proposal is for funding a new project, and has no past accomplishments.

Section 5: Relationships to Other Projects
Other Current Projects Related to this Project (any funding source)
Funding Source Related ID Related Project Title Relationship
BPA 200305200 Repro Success of Kelt Steelhea Satus Creek and Ahtanum Creek are research sites in common with this project. CRITFC and Yakama Nation staff are familar with the system.
BPA 200305300 Repro Success of Recondi Kelt Both studies relate to options for recovery of ESA listed steelhead populations.

Section 6: Biological Objectives
Biological Objectives of this Proposed Project
Biological Objective Full Description Associated Subbasin Plan Strategy Page Nos
Identify quantitative genetic characteristics Identify quantitative genetic characteristics that predispose O. mykiss to smoltification. Yakima Evaluate limiting environmental and genetic factors for O. mykiss smoltification App I,p.6,25,30
Population smolt production Using genetic stock identification, this study will quantify steelhead smolt production from each of five distinct populations (Satus Creek, Toppenish Creek, Ahtanum Creek, Naches River, and upper Yakima River) within the Yakima River subbasin. Yakima Evaluate limiting environmental and genetic factors for O. mykiss smoltification App I,p.6,25,30

Section 7: Work Elements
Work Elements and Associated Biological Objectives
Work Element Name Work Element Title Description Start Date End Date Estimated Budget
Analyze/Interpret Data Statistical Analysis Individuals in the kelt steelhead mixture will be analyzed and both population and reporting unit of origin will be determined based on highest assignment probability. 11/1/2008 11/15/2009 $15,000
Biological Objectives Metrics
Population smolt production
Primary R, M, and E Type: Uncertainties Research

Analyze/Interpret Data Statistical Analysis Differences in QTL allele frequencies will be tested for significance among the three sample sites. Genes with at least two fold differential expression (average of three replicates) will be searched in GenBank to determine if the genes have been annotated. Annotated genes of interest will be validated with gene specific TaqMan assays and the level of differential expression will be quantified among treatment groups. 9/1/2008 9/30/2009 $106,000
Biological Objectives Metrics
Identify quantitative genetic characteristics
Primary R, M, and E Type: Uncertainties Research

Collect/Generate/Validate Field and Lab Data Genetics Laboratory Analysis RNA and DNA will be extracted from tissue samples for analyses using a Qiagen 3000 robot and DNeasy/RNeasy protocols from Qiagen. DNA will be PCR amplified with microsatellite loci that map to a quantitative trait locus (QTL) for smoltification. RNA extracted from tissues will be hybridized to GRASP microarrys to test the genome for differential expression. Applied Biosystem TaqMan assays will be used to quantitate expression of known NaK-ATPase or thyroid genes in RNA from tissue samples. 9/1/2007 4/1/2009 $273,570
Biological Objectives Metrics
Identify quantitative genetic characteristics
Primary R, M, and E Type: Uncertainties Research

Collect/Generate/Validate Field and Lab Data Laboratory Analysis/Genotyping DNA will be extracted and 14 microsatellite loci will be amplified and genotyped. Multi-locus genotypes will be used to assign unknown origin smolts to a reference population. 5/1/2008 5/30/2009 $85,500
Biological Objectives Metrics
Population smolt production
Primary R, M, and E Type: Uncertainties Research

Collect/Generate/Validate Field and Lab Data Sample baseline populations and unknown smolts at Prosser Dam Tissue clips will be sampled non-lethally from approximately 100 O. mykiss from each of five sample sites (Satus Cr., Toppenish Cr., Ahtanum Cr., Naches R. and the upper Yakima River; Figure 1) to serve as reference populations for the genetic baseline. Tissue clips will also be taken (non-lethally) from migrating smolts at Prosser Dam (n = 700). All tissue clips will be placed in ethanol to preserve DNA quality. 1/15/2007 4/30/2009 $29,000
Biological Objectives Metrics
Population smolt production
Primary R, M, and E Type: Uncertainties Research

Collect/Generate/Validate Field and Lab Data Sample juvenile O. mykiss Tissues (gill, brain, and liver) will be collected from juvenile O. mykiss at four time intervals (n = 10 each time) relative to known physiological development of smoltification. April and May are the peak of many hormonal cues (i.e. NaK-ATPase) that indicate smoltification. The sampling time periods are spaced at three month intervals to account for gene expression prior to (February), during (May), and after (August and November) expected peak smoltification. Three sampling sites were chosen to represent a nearly exclusive steelhead population (Satus Creek), a predominant rainbow trout population (upper Yakima River), and a population with a mixture of resident rainbow trout and anadromous steelhead (Naches River). 2/1/2007 11/15/2008 $50,000
Biological Objectives Metrics
Identify quantitative genetic characteristics
Primary R, M, and E Type: Uncertainties Research

Disseminate Raw/Summary Data and Results Interpretation and Reporting Smolt production per population from GSI estimates will be reported in annual reports to the Bonneville Power Adminstration. 12/1/2007 12/31/2009 $15,000
Biological Objectives Metrics
Population smolt production
No Metrics for this Work Element

Disseminate Raw/Summary Data and Results Interpretation and Reporting This analysis will determine the combination of genetic traits and environmental factors that will be used to recover steelhead in the Yakima River sub-basin. 12/1/2007 12/31/2009 $20,000
Biological Objectives Metrics
Identify quantitative genetic characteristics
No Metrics for this Work Element


Section 8: Budget

Itemized Estimated Budget
Item Note FY 2007 Cost FY 2008 Cost FY 2009 Cost
Personnel Geneticists $45,000 $52,500 $55,000
Personnel Field/Lab technicians $29,000 $30,000 $12,000
Fringe Benefits 31.5% of salaries $25,200 $25,200 $25,200
Overhead [blank] $30,250 $38,600 $36,420
Supplies Genetics lab supplies/furnishings $38,500 $68,100 $68,100
Travel Coordination and sampling $5,000 $5,000 $5,000
Totals $172,950 $219,400 $201,720

Total Estimated FY 2007-2009 Budgets
Total Itemized Budget$594,070
Total Work Element budget$594,070

Cost sharing
Funding Source or Organization Item or Service Provided FY 2007 Est Value ($) FY 2008 Est Value ($) FY 2009 Est Value ($) Cash or in-kind? Status

Section 9: Project Future
Project Future Costs and/or Termination
FY 2010 Est Budget FY 2011 Est Budget Comments
$30,000 $ 0 Additional analysis and reporting for publication
Future Operations & Maintenance Costs
 
Termination Date Comments
12/30/2009 The project will terminate in December of 2009.
 
Final Deliverables
Annual Reports and a Final Report will be submitted to BPA including: 1) Production of steelhead smolts from populations in the Yakima River. 2) Identification of genes that predispose individual O. mykiss to anadromy. 3) Modeling of genetic and environmental factors to assist with recovery of steelhead. 4) Management plans to maximize genetic traits for anadromy in the population.

Section 10: Narrative
Document Type Size Date
Narrative for proposal 200703000 doc 112 kb 1/10/2006

Part 2 of 2. Reviews of Proposal
Administrative Review Group (ARG) Results
Account Type:
Expense
No changes were made to this proposal


BPA's in lieu Funding Review of new project proposals (August 3, 2006) [Download letter and table]

BPA's in lieu Rating: 3.0
Approx. BPA share of total costs: BPA 100%
Status of Cost Share:
Notes: Yakima River smolt research, other entities authorized/required (eg fishery managers)


NPCC Final Funding Recommendations (October 23, 2006) [Full NPCC Council Recs]

FY 2007 Budget
$ 0
FY 2008 Budget
$ 0
FY 2009 Budget
$ 0
Total NPCC Rec
$ 0
Budget Type:Expense
Budget Category:ProvinceExpense
Recommendation:Do Not Fund
Comments:


Independent Scientific Review Panel Final Review (August 31, 2006) [Download full document]

Recommendation: Not fundable
NPCC Comments: The sponsors provided a response in which they eliminate an entire Objective (1). As such the response does not establish sufficient justification for funding at this time. Moreover, as a basic research project, the proposal might receive more favorable review if some proof of concept or at least preliminary data were included indicating that there is a single or a set of gene(s) responsible for variation in smolt physiology. Ultimately, the response provided was brief with minor revision and clarity. The response was inadequate as the basic issues identified in ISRP's original review remain.

The ISRP's preliminary review (June 1, 2006): This is a basic research project. As written, it is exploratory and descriptive; however, the project proposal is premature, not well-supported by regional planning documents like the Subbasin Plan, and does an inadequate review and presentation of existing scientific literature and thinking on the resident / anadromy issue in O. mykiss. The proposal is not set in a hypothesis-testing framework. It would be improved if written or constructed to test a specific hypothesis. There are a number of assumptions and premises that probably need to be addressed before funding should be made available.

For example, in the first objective, five stream populations will be characterized and then Prosser Dam smolts surveyed for likely source of origin. This presumes there are divergent and stable gene assemblages that describe the populations. No data or evidence was presented to support this presumption. Moreover, temporal stability of assemblages for a population is a fundamental requirement for populations to serve as adequate reference populations for GSI (GSA, or MSA). See literature on GSI and MSA.

In the second objective, the Sponsor indicates that ocean-running versus resident life history is highly plastic; i.e., an individual or populations, at least, can go either way depending on environmental cues or some genetic predisposition. This would be more a convincing thread of research from a stronger line of reasoning with specific data or results from earlier work; it is not obvious at all. At first blush, the search for a "smoltification" gene seems a needle-in-a-haystack search and not a viable research hypothesis. Why do sponsors contend such a gene(s) exist?

Technical and scientific background: A brief background was presented, without reference to the rich scientific literature on the subject of anadromy versus residence on this species and others (e.g., Thorpe 1989). Under objective 1, sponsors will find that partitioning of the smolt population into tributary populations to be highly variable year on year, and a function of several factors, but mainly spawner density (density dependent rearing) and production characteristics (e.g., flow, nutrients, frequency of catastrophic events, predators, competitors). Thus, several years of study may be required to ascertain average and variance in yield and capacity. Under objective 2, three tributaries may not yield sufficient information but form a reasonable pilot study on this topic. Expansion to several more tributaries, in and out of the Yakima basin may provide more useful information on the life history strategies and tactics. In Atlantic salmon, for example, resident and anadromous forms can occur in populations that are very productive and in populations inhabiting very cold waters and unproductive. In the former case, juveniles smolt at an early age and males may mature early. In the later case smolt age is advanced and some males mature instream after several years. Distance from the sea may also play a factor. What are the hypotheses to be tested here?

Rationale and significance to subbasin plans and regional programs: While the project addresses a key problem in the Yakima Subbasin Plan, the sponsors do not build a compelling case as to how this research will address a key uncertainty in the biology of salmon. Ultimately, if the numerous assumptions pan out, the research might make a contribution to understanding of life history tactics in salmonids and the potential role of resident fish in rebuilding anadromous populations.

This section was perhaps too concise and failed to capture the important linkage with potential population re-building with resident fish, if that is what the question is here -- not clear.

Relationships to other projects: The sponsors relate this project superficially to several other projects associated with kelt reconditioning and reproductive success. Ultimately, there is no explanation why this is important to other projects and efforts.

Objectives: Objectives and methods are briefly explained. It is not clear why kelts will be sampled in objective 1, and the accuracy of the smolt count at Prosser dam should be addressed, as well as presentation of the smolt data.

Tasks (work elements) and methods: The molecular and analytical methods for the first objective are relatively straightforward. The methods to address the second objective are a little more problematic. Without some analogous data for other species, this approach may have a limited likelihood for success.

Monitoring and evaluation: This is an exploratory research project from which future M&E may become possible for other projects.

Facilities, equipment, and personnel: Facilities and equipment are apparently available. The primary submitter is a late-stage Ph.D. candidate, who will likely finish; however, his record of independence and delivery absent the graduate program supervisor is unclear.

Information transfer is mostly through annual reporting (presume professional societies and publication as well -- not spelled out though).


Independent Scientific Review Panel Preliminary Review (June 2, 2006) [Download full document]

Recommendation: Not fundable
NPCC Comments: This is a basic research project. As written, it is exploratory and descriptive; however, the project proposal is premature, not well-supported by regional planning documents like the Subbasin Plan, and does an inadequate review and presentation of existing scientific literature and thinking on the resident / anadromy issue in O. mykiss. The proposal is not set in a hypothesis-testing framework. It would be improved if written or constructed to test a specific hypothesis. There are a number of assumptions and premises that probably need to be addressed before funding should be made available.

For example, in the first objective, five stream populations will be characterized and then Prosser Dam smolts surveyed for likely source of origin. This presumes there are divergent and stable gene assemblages that describe the populations. No data or evidence was presented to support this presumption. Moreover, temporal stability of assemblages for a population is a fundamental requirement for populations to serve as adequate reference populations for GSI (GSA, or MSA). See literature on GSI and MSA.

In the second objective, the Sponsor indicates that ocean-running versus resident life history is highly plastic; i.e., an individual or populations, at least, can go either way depending on environmental cues or some genetic predisposition. This would be more a convincing thread of research from a stronger line of reasoning with specific data or results from earlier work; it is not obvious at all. At first blush, the search for a "smoltification" gene seems a needle-in-a-haystack search and not a viable research hypothesis. Why do sponsors contend such a gene(s) exist?

Technical and scientific background: A brief background was presented, without reference to the rich scientific literature on the subject of anadromy versus residence on this species and others (e.g., Thorpe 1989). Under objective 1, sponsors will find that partitioning of the smolt population into tributary populations to be highly variable year on year, and a function of several factors, but mainly spawner density (density dependent rearing) and production characteristics (e.g., flow, nutrients, frequency of catastrophic events, predators, competitors). Thus, several years of study may be required to ascertain average and variance in yield and capacity. Under objective 2, three tributaries may not yield sufficient information but form a reasonable pilot study on this topic. Expansion to several more tributaries, in and out of the Yakima basin may provide more useful information on the life history strategies and tactics. In Atlantic salmon, for example, resident and anadromous forms can occur in populations that are very productive and in populations inhabiting very cold waters and unproductive. In the former case juveniles smolt at an early age and males may mature early. In the later case smolt age is advanced and some males mature instream after several years. Distance from the sea may also play a factor. What are the hypotheses to be tested here?

Rationale and significance to subbasin plans and regional programs: While the project addresses a key problem in the Yakima Subbasin Plan, the sponsors do not build a compelling case as to how this research will address a key uncertainty in the biology of salmon. Ultimately, if the numerous assumptions pan out, the research might make a contribution to understanding of life history tactics in salmonids and the potential role of resident fish in rebuilding anadromous populations.

This section was perhaps too concise and failed to capture the important linkage with potential population re-building with resident fish, if that is what the question is here -- not clear.

Relationships to other projects: The sponsors relate this project superficially to several other projects associated with kelt reconditioning and reproductive success. Ultimately, there is no explanation why this is important to other projects and efforts.

Objectives: Objectives and methods are briefly explained. It is not clear why kelts will be sampled in objective 1, and the accuracy of the smolt count at Prosser dam should be addressed, as well as presentation of the smolt data.

Tasks (work elements) and methods: The molecular and analytical methods for the first objective are relatively straightforward. The methods to address the second objective are a little more problematic. Without some analogous data for other species, this approach may have a limited likelihood for success.

Monitoring and evaluation: This is an exploratory research project from which future M&E may become possible for other projects.

Facilities, equipment, and personnel: Facilities and equipment are apparently available. The primary submitter is a late-stage Ph.D. candidate, who will likely finish; however, his record of independence and delivery absent the graduate program supervisor is unclear.

Information transfer is mostly through annual reporting (presume professional societies and publication as well -- not spelled out though).

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